Compliance

Last Updated: December 1st, 2023

As a well-structured management consulting and business development firm run with efficiency and integrity, ONLY best standards and practices are applied to the manner in which we conduct business. This is reflected in our staffing compliment, clearly thought-out policies, our ecosystem of partners, together with the nature and scope of our service offerings. Like many of our business partners including custodians (commonly referred to as bankers), we abide by ALL Russian Sanctions, we also operate under the U.S. Patriot Act which has introduced obligatory compliance procedures. Other practices, procedures and rules we adhere strictly to are determined by the Barbados Government, U.S. Federal Regulatory Authorities, Central Banks in various jurisdictions, program management, licensed traders, brokerage houses, investment and commercial banks.

Signatories to our Client Onboarding Process should never underestimate what is known about him or her as individuals, nor the entity or entities which they represent. Entities must therefore pass and make present a (Corporate) Resolution that appointed the signatory (one individual) of Client Onboarding Process to conduct business on its behalf with ECM. Failure to provide full disclosure will automatically disqualify the disingenuous. Prospects must therefore first prove that they are qualified (character and compliance wise, as well as financially), and in no other way! Until the Prospect is accepted through our compliance efforts (internally and third party), no service provision shall occur or queries answered. ECM and our partners will favor the Prospect who provides acceptable high-level paperwork and comfort (character, financially and otherwise – at our determination). We therefore take extreme pride in our firm, and also in our approach to only onboard high quality clients.

Efficient Consulting & Management Inc.